James Kay Associates have a fantastic new opportunity to join a growing Financial Services based client who are based in Nottingham.

They are looking for a Compliance Officer to join their team who has a background in regulatory finance.

As Compliance Officer you will work closely with other Risk & Compliance colleagues to promote clear understanding of compliance requirements and support best standards of compliance across the business.

The Role:

• Provide regulatory compliance education and training
• Provide effective “Horizon Scanning” to identify the implications of regulation and market best practice on the business
• Be a support in the creation, improvement, and maintenance of our “Customer Outcome” measures and surveys.
• To ensure all policies and processes are adhered to by the company
• Collection and processing of data
• Attend meetings with external partners and committees

Skills & Experience:

• Experience of using data and statistics to aid decision making.
• Excellent communication skills, both written and oral and the ability to influence others.
• An understanding of the regulatory requirements (Consumer Duty, CONC, GDPR).
• Good administrative & IT skills

My client offer a superb package for the right candidate who focus and pride themselves on people development and work life balance.

• An attractive basic salary of 30-35k (DOE)
• Bonus scheme (business performance)
• Hybrid working
• Holiday buy and sell scheme
• Private medical insurance
• Working in state of the art, modern office environment
• Free parking